Liquidity management highlighted as a focus for the UK regulator this year.
Tag: Financial Conduct Authority
UK authority outlines concerns with regulating blockchain technology within new consultation paper.
Recent survey finds majority of buy-side firms will wait until MiFID II is launched before implementing unbundling.
Regulator visited investment firms and found majority are failing to meet unbundling and dealing commission requirements.
FCA urges buy-side firms to implement strategies to ensure best execution is monitored efficiently.
Tom Hayes was the first to be jailed for 11 years following appeals to his conviction for Libor manipulation.
Buy-siders have raised issue of rejected bond trades with regulator in the past.
Department of Financial Services in New York found Deutsche Bank conducted business in an “unsafe and unsound manner.”
FCA’s latest FinTech pact was signed in London this week.
FCA’s head of market policy says FX Global Code provides opportunity to establish common practice standards of market conduct.