FCA enforces annual assessment despite concerns around sensitive information and the time frame having been raised.
Tag: Investment Association
LUSID platform partnership also includes HSBC Securities Services, Atlanta Wealth and FinTech firm FINBOURNE.
Richard Metcalfe joins WFE as head of regulatory affairs, replacing Gavin Hill who will join the compliance team at the London Metal Exchange.
Peter Harrison of Schroders and Andrew Formica of Henderson Group will join the Investment Association board in May.
Investment Association sets out goals for greater charges and costs transparency.
Daniel Godfrey was forced out of the Investment Association in October.
UK FTS is looking to improve the way mutual funds are traded and settled in an attempt to reduce cost and risk.