Credit Suisse to pay $75,000 in Australia for trading violations
Australia’s regulator said traders were inadequately trained and surveillance systems failed to prevent the violations at Credit Suisse.
Australia’s regulator said traders were inadequately trained and surveillance systems failed to prevent the violations at Credit Suisse.
Following CME’s move to wind down its regulatory reporting division, UnaVista and SteelEye will support firms as they migrate from the exchange.
The European Parliament has confirmed the open access regime will be delayed for a year due to the impact of the coronavirus pandemic.
The Treasury has said it will not implement SDR in February 2021, but UK firms will still have to comply with the buy-in regime for EU transactions.
Concerns around European government bond trading, derivatives trading and clearing, and market data have been voiced as LSEG and Refinitiv deal faces investigation.
Nikhil Rathi will lead the UK’s Financial Conduct Authority as CEO after six years with the London Stock Exchange.
The US derivatives watchdog said Deutsche Bank will settle two cases related to a technical outage of its swap reporting platform and alleged spoofing.
ESMA and the FCA have urged trading venues and CCPs to prioritise continuity of their services as the open access regime comes into force in early July.
Court of Appeals have denied the SEC’s move to stop a review of its decision on market data fee increases by NYSE and Nasdaq.
Following a one-year delay to UMR, AcadiaSoft is helping firms test initial margin calculations with a mock go-live program.