FCA to clarify post-Brexit definition of trading venues
UK watchdog is seeking clarification from the industry on how to define a multilateral trading facility via a consultation that closes on 11 November.
Tag: FCA
Citigroup’s international broker-dealer fined £12.6 million by FCA
Following a flawed implementation of trade surveillance requirements, regulator found Citigroup Global Markets experienced gaps in its arrangements, systems, and procedures.
Trefoil Capital Advisers trader departs for Citi after five months
New portfolio trading sales trader at Citi also spent almost 14 years at UBS Investment Bank in portfolio sales trading and cash equities roles.
FCA chooses BMLL to access deep market insights
The financial regulatory body will utilise Level 3 data and analytics from BMLL to better understand how markets behave.
People Moves Monday: Bringing you up to speed
The past week saw appointments from Citi, BestEx Research, the FCA, Kepler Cheuvreux and departures from UBS and BlockFi.
HM Treasury appoints Hong Kong regulator as new chair of the FCA
Incoming chair joins from the Securities and Futures Commission in Hong Kong where he has served as chief executive since 2011.
Equities
FCA launches consultation on how to improve UK equity markets
The consultation paper, seen by The TRADE, contains proposals aimed at improving the functioning of the equity secondary markets.
People Moves Monday: A week of change
The past week saw appointments from DWS, TORA and the FCA alongside a departure from Kepler Cheuvreux.
BNP Paribas industry veteran to join FCA in trading and wholesale conduct policy role
New addition brings 33 years’ experience in investment banking to the FCA, having served at BNP Paribas CIB, Deutsche Bank and NatWest Markets.
People Moves Monday: Updates from the trading desk
The past week saw appointments from LSEG, BTIG, LedgerEdge, Millennium and the FCA, as well as a departure from Royal London AM.