William Birdthistle, director of the SEC’s division of investment management, attributed research services market developments as a reason behind choosing not to extend the temporary position.
Following an almost six-year delay, SIFMA has released a public statement addressing the delay of the CAT Customer and Account Information System until Q4 of this year.
Regulatory bodies issue guidance on initial margin rules as industry continues to call for further amendments
Industry bodies including SIFMA, ISDA, ABA and GFMA criticise final initial margin thresholds, recommending raise to EUR/USD 100 billion.
US regulator rules in favour of SIFMA’s challenge of its support in market data fee increases at Nasdaq and NYSE.
Associations are seeking ‘transitional arrangement’ to help firms navigate changes post-Brexit.