The rates division at Tullett Prebon engaged in improper trading with lax controls and systems in place to monitor broker conduct.
Tag: Tullett Prebon
The CFTC said that Tullett Prebon’s voice brokers made false or misleading statements to clients related to certain trades, bids and offers in US dollar interest rate swaps.
TP ICAP will move its Tullett Prebon and ICAP Global Broking Business under one roof at 135 Bishopsgate, Broadgate.
Firms partner with New York’s Columbia University for derivatives risk analytics project.
Tullett Prebon reports half-year revenues up 4%, as firm launches ‘tech hub’ in Belfast.
Tullett Prebon will take over ICE’s voice brokerage operations of CDS and bond inter-dealer business Creditex.
Sale will see Tullett take control of ICAP brand with new electronic and post trade business to be branded NEX Group.