AMF has issued fines totalling €37 million to Amundi and Tullett Prebon following an investigation into supposed market manipulation in 2014 and 2015.
Tag: Tullett Prebon
The rates division at Tullett Prebon engaged in improper trading with lax controls and systems in place to monitor broker conduct.
The CFTC said that Tullett Prebon’s voice brokers made false or misleading statements to clients related to certain trades, bids and offers in US dollar interest rate swaps.
TP ICAP will move its Tullett Prebon and ICAP Global Broking Business under one roof at 135 Bishopsgate, Broadgate.
Firms partner with New York’s Columbia University for derivatives risk analytics project.
Tullett Prebon reports half-year revenues up 4%, as firm launches ‘tech hub’ in Belfast.
Tullett Prebon will take over ICE’s voice brokerage operations of CDS and bond inter-dealer business Creditex.