Tullett Prebon fined £15.4 million for broker conduct failures
The rates division at Tullett Prebon engaged in improper trading with lax controls and systems in place to monitor broker conduct.
Tag: Tullett Prebon
Tullett Prebon to pay $13 million for swaps trading desk compliance failures
The CFTC said that Tullett Prebon’s voice brokers made false or misleading statements to clients related to certain trades, bids and offers in US dollar interest rate swaps.
TP ICAP unveils plans for new London HQ
TP ICAP will move its Tullett Prebon and ICAP Global Broking Business under one roof at 135 Bishopsgate, Broadgate.
Tullett Prebon teams up with Quaternion for derivatives risk analytics
Firms partner with New York’s Columbia University for derivatives risk analytics project.
Tullett Prebon announces leadership for TP-ICAP
Tullett Prebon has named a new EMEA CEO following the retirement of Angus Wick.
Icap COO to quit amid Tullett Prebon deal
Tullett Prebon's chief has assured the takeover of Icap's voice brokering unit will go ahead this year.
Equity derivatives drive Tullett’s half-year revenues
Tullett Prebon reports half-year revenues up 4%, as firm launches ‘tech hub’ in Belfast.
Tullett Prebon snaps up ICE’s voice broking business Creditex
Tullett Prebon will take over ICE’s voice brokerage operations of CDS and bond inter-dealer business Creditex.
Competition authority escalates investigation into ICAP-Tullett deal
Sale of voice broking business to Tullett Prebon is now subject to level 2 investigation by regulators.
ICAP to become NEX after Tullett deal completes
Sale will see Tullett take control of ICAP brand with new electronic and post trade business to be branded NEX Group.