The US securities watchdog has extended the relief period to July 2023, after stating it needs more time to evaluate the impact of unbundling under MiFID II.
Tag: MiFID II
Spot FX is currently out of scope of MiFID II and MAR, but ESMA is contemplating bringing the market in scope of the market abuse rules.
Industry review from UK regulator finds positive results since MiFID II implementation with no negative impact to research access for small-to-mid caps.
Asset managers express concerns over additional regulatory reporting burdens in addition to current requirements for MiFID II and AIFMD.
Regulatory pressures on asset managers to oversee and govern their outsourcing service providers has become a challenge for the buy-side.
TABB Group report finds large US equity asset managers are increasingly turning to research unbundling for cost savings and focus on best execution.
An analysis from TABB Group has found dark trading volumes are the highest since MiFID II was introduced, despite summer slowdown.
Morgan Stanley came first for commissions, while the combined Virtu/ITG algos are considered top by investment firms.
TABB Group finds that the buy-side’s US commission pool has declined 42% since 2015.