FCA assures ‘pragmatic approach’ to MiFID & EMIR reporting supervision as Brexit looms
Firms have been urged by the FCA to take reasonable steps to prepare with post-Brexit MiFID and EMIR reporting requirements.
Tag: Transaction reporting
Goldman Sachs fined £34m for over 200 million MiFID transaction reporting errors
Goldman Sachs is handed largest penalty to date by the FCA after the watchdog found errors in more than 200 million transaction reports.
UBS fined £27.6 million for MiFID reporting failures
The FCA hands UBS largest MiFID transaction reporting fine to date after more than 130 million reports were found to be inaccurate.
Gresham, RegTek.Solutions partner on delivering new transaction reporting solution
Transaction reporting solution for buy- and sell-side firms aimed at fulfilling compliance requirements for EMIR, MIFIR, Dodd-Frank.
FCA fines Merrill Lynch £34.5 million for transaction reporting failures
Fine is the first enforcement action against a firm for failing to report exchange traded derivatives under EMIR.
Experts predict lenient enforcement of MiFID II reporting rules
Firms are likely to be given some time to get their reporting accuracy on track in early 2018.