Regulation October 23, 2017 5:55 AM GMT FCA fines Merrill Lynch £34.5 million for transaction reporting failures Fine is the first enforcement action against a firm for failing to report exchange traded derivatives under EMIR.
Regulation October 4, 2017 5:33 AM GMT Experts predict lenient enforcement of MiFID II reporting rules Firms are likely to be given some time to get their reporting accuracy on track in early 2018.