Tag: Transaction reporting

Regulation March 28, 2019 10:42 AM GMT

Goldman Sachs fined £34m for over 200 million MiFID transaction reporting errors

Goldman Sachs is handed largest penalty to date by the FCA after the watchdog found errors in more than 200 million transaction reports.

Regulation March 19, 2019 3:09 PM GMT

The FCA hands UBS largest MiFID transaction reporting fine to date after more than 130 million reports were found to be inaccurate.

Regulation March 8, 2019 10:03 AM GMT

Transaction reporting solution for buy- and sell-side firms aimed at fulfilling compliance requirements for EMIR, MIFIR, Dodd-Frank.

Regulation October 23, 2017 5:55 AM GMT

Fine is the first enforcement action against a firm for failing to report exchange traded derivatives under EMIR.

Regulation October 4, 2017 5:33 AM GMT

Firms are likely to be given some time to get their reporting accuracy on track in early 2018.