Sell-Side
The market maker recruited Marc Harold as deputy chief compliance officer, one month after it hired a former SEC director in May.
Sell-Side
One of Deutsche Bank’s top securities lending traders left in May to join UBS.
Regulation
Former compliance officer at UBS worked at the investment bank for more than a decade.
Regulation
Deficiencies were seen on UBS’ price improvement network and Opera trading systems.
Foreign Exchange
Ranking of top FX dealers reveals a significant redistribution of market share this year.
Technology
The acquisition of UBS Delta by StatPro will enable it to expand its portfolio analysis services to the front-office.
Sell-Side
UBS’s annual report revealed the bank is unprepared for non-cleared margin rules.
Regulation
Tom Hayes was the first to be jailed for 11 years following appeals to his conviction for Libor manipulation.
FinTechQ
UBS and TradingScreen extend 16-year partnership with new multi-asset agreement.
Sell-Side
The Swiss bank recorded a 22% increase in revenues from equities trading.