Citadel Securities hires UBS equity regulation expert for compliance role
The market maker recruited Marc Harold as deputy chief compliance officer, one month after it hired a former SEC director in May.
Tag: UBS
Deutsche Bank’s global securities lending head joins UBS
One of Deutsche Bank’s top securities lending traders left in May to join UBS.
Ex-UBS compliance boss to appear in court for insider dealing
Former compliance officer at UBS worked at the investment bank for more than a decade.
UBS fined $280k for system failures
Deficiencies were seen on UBS’ price improvement network and Opera trading systems.
JP Morgan nabs FX market share from Citi and UBS
Ranking of top FX dealers reveals a significant redistribution of market share this year.
UBS to sell buy-side analytics platform
The acquisition of UBS Delta by StatPro will enable it to expand its portfolio analysis services to the front-office.
UBS warns non-cleared margin rules will stunt activity
UBS’s annual report revealed the bank is unprepared for non-cleared margin rules.
FCA sued by jailed Libor trader for ban
Tom Hayes was the first to be jailed for 11 years following appeals to his conviction for Libor manipulation.
UBS signs global multi-asset deal with TradingScreen
UBS and TradingScreen extend 16-year partnership with new multi-asset agreement.
UBS equities trading boosts Q4 revenues
The Swiss bank recorded a 22% increase in revenues from equities trading.