The market maker recruited Marc Harold as deputy chief compliance officer, one month after it hired a former SEC director in May.
One of Deutsche Bank’s top securities lending traders left in May to join UBS.
Former compliance officer at UBS worked at the investment bank for more than a decade.
Deficiencies were seen on UBS’ price improvement network and Opera trading systems.
Ranking of top FX dealers reveals a significant redistribution of market share this year.
The acquisition of UBS Delta by StatPro will enable it to expand its portfolio analysis services to the front-office.
UBS’s annual report revealed the bank is unprepared for non-cleared margin rules.
Tom Hayes was the first to be jailed for 11 years following appeals to his conviction for Libor manipulation.
UBS and TradingScreen extend 16-year partnership with new multi-asset agreement.
The Swiss bank recorded a 22% increase in revenues from equities trading.