Financial authorities in Asia and the US fined agency broker Instinet for several violations related to market access and trading systems.
Richard Ketchum served as chief executive officer and chairman at FINRA from 2009 until last year.
FINRA has published report on the implications of blockchain and claims mismanagement could have severe consequences.
FINRA looks to SEC for more authority to stop spoofing and layering quickly.
Federal Reserve Bank of New York's report on market liquidity concludes bond liquidity in US is not in decline.
Federal Reserve Board announces plans to enter negotiations to collect treasury data for FINRA.
FINRA members will be required to report on transactions in treasuries as of July 2017.
System errors saw Merrill Lynch report millions of inaccurate transactions to US regulator.