Industry review from UK regulator finds positive results since MiFID II implementation with no negative impact to research access for small-to-mid caps.
Asset managers express concerns over additional regulatory reporting burdens in addition to current requirements for MiFID II and AIFMD.
SURVEIL-X solution aims to provide single view of market manipulation and abuse through multi-source data capture and analytics.
Regulatory pressures on asset managers to oversee and govern their outsourcing service providers has become a challenge for the buy-side.
Sourcing European equity liquidity continues to prove troublesome for asset managers under the new regulatory regime.
Experts from across the industry provide their predictions on what will be the biggest trends of the coming year.
Survey from the DTCC finds that half of respondents believe Brexit will pose a threat to the broader economy, as concerns about cyber risk and regulation ease.
UK will not throw away European financial regulations after departing European Union according to UK economic secretary.
Mark Carney says time has come for cryptocurrencies to be held to same regulatory standards as the rest of the financial system.
The MiFID II Check In event will be held in London on 28 February at Merchant Taylors’ Hall.