Following the UK’s exit from the EU ESMA has retracted the registrations of six credit rating agencies and four trade repositories.
John reviews the best of The TRADE News’ coverage of regulation over the past 12 months.
Industry review from UK regulator finds positive results since MiFID II implementation with no negative impact to research access for small-to-mid caps.
Asset managers express concerns over additional regulatory reporting burdens in addition to current requirements for MiFID II and AIFMD.
SURVEIL-X solution aims to provide single view of market manipulation and abuse through multi-source data capture and analytics.
Regulatory pressures on asset managers to oversee and govern their outsourcing service providers has become a challenge for the buy-side.
Sourcing European equity liquidity continues to prove troublesome for asset managers under the new regulatory regime.
Experts from across the industry provide their predictions on what will be the biggest trends of the coming year.
Survey from the DTCC finds that half of respondents believe Brexit will pose a threat to the broader economy, as concerns about cyber risk and regulation ease.
UK will not throw away European financial regulations after departing European Union according to UK economic secretary.