Tag: regulation

MiFID II: An organisational checklist (Part 2)

In the second of our MiFID II checklists outlining requirements for firms resulting from the recent delegated acts, we cover custody and collateral, research, record keeping, product manufacturing and financial instruments.

A new world order

As regulators probe whether market participants have learnt lessons from the financial crisis, Declan McEvoy suggests all may not be as it seems…