Tag: NatWest Markets

Derivatives October 3, 2019 10:05 AM GMT

HSBC, Societe Generale, BNY Mellon and others fined $6 million for swaps violations

The US CFTC also fined NatWest Markets, PNC Bank and Northern Trust for reporting and risk management regulation failures.

Data October 1, 2019 11:37 AM GMT

ipushpull provides an interactive axe interface for firms like NatWest Markets to share trade axes with clients.

Data September 30, 2019 10:15 AM GMT

Neptune said that with NatWest Markets, 29 dealers have now signed up to provide axe indications to investors via its network.

Foreign Exchange September 9, 2019 12:25 PM GMT

JP Morgan and NatWest will provide access to Spotex’s institutional FX electronic communication network.

Derivatives September 17, 2018 10:41 AM GMT

NatWest Markets will pay $750,000 to settle charges after the CFTC found it had misreported hundreds of thousands of swaps transactions.