The US CFTC also fined NatWest Markets, PNC Bank and Northern Trust for reporting and risk management regulation failures.
Tag: NatWest Markets
ipushpull provides an interactive axe interface for firms like NatWest Markets to share trade axes with clients.
Neptune said that with NatWest Markets, 29 dealers have now signed up to provide axe indications to investors via its network.
JP Morgan and NatWest will provide access to Spotex’s institutional FX electronic communication network.
NatWest Markets will pay $750,000 to settle charges after the CFTC found it had misreported hundreds of thousands of swaps transactions.