Australia’s regulator said traders were inadequately trained and surveillance systems failed to prevent the violations at Credit Suisse.
Martin Chavez joins the board of Santander after confirming his retirement from Goldman Sachs in September.
Cowen has hired a former prime services executive from Morgan Stanley, JP Morgan and Cantor Fitzgerald to boost its New York sales team.
Samantha Huggins will join BTIG as managing director after more than 20 years’ experience with Citi and Merrill Lynch.
ICE has further expanded the list of authorised participants engaging with its ETF Hub with Credit Suisse.
Neal Pawar joined Deutsche Bank in September as chief information officer, but has now stepped down and departed due to personal reasons.
BNY Mellon will collaborate with Microsoft to build new services on Microsoft Azure as it launches three data solutions.
Deutsche Bank said it is one of the first institutions to integrate WhatsApp into its list of client interaction platforms via the Symphony Connect Solution.
Jerome Kemp will retire after nine years with Citi leading its futures and clearing, ending his 36-year.
Holden Sibley will join TP ICAP as managing director and head of FX Hub after 17 years at Barclays.